Main Responsibilities of a Director Internal Audit at Nasdaq Inc
Jenna, Director, Internal Audit at Nasdaq, oversees the audit portfolio for legal risk and regulatory compliance, encompassing a "wide list of topics" such as financial risk management and sanctions compliance. This ensures Nasdaq's operations align with regulatory expectations and risk management is acceptable to the board of directors.
Risk Management, Regulatory Compliance, Internal Audit, Financial Risk Management, Leadership
Advizer Information
Name
Job Title
Company
Undergrad
Grad Programs
Majors
Industries
Job Functions
Traits
Jenna Heffler Beth
Director, Internal Audit
Nasdaq Inc
Penn State University, 2014
N/A
Finance
Finance (Banking, Fintech, Investing)
Finance
None Applicable
Video Highlights
1. Oversees a diverse audit portfolio encompassing legal, risk, and regulatory matters.
2. Conducts audits on financial risk management, modeling, and intellectual property compliance.
3. Ensures Nasdaq's operational alignment with regulatory expectations and acceptable risk levels for the board of directors.
Transcript
What are your main responsibilities within your current role?
I'm currently overseeing the audit portfolio for legal risk and regulatory. We perform various audits in this space, covering topics like financial risk management and modeling, and intellectual property compliance programs, such as sanctions.
This is a wide list of topics we're covering. It involves many different control groups to ensure the company is operating in line with regulatory expectations. It also ensures we are managing our risk to a level acceptable to the board of directors.